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Adviser links: sudden wealth

Podcasts

  • Ben Johnson talks semiliquid funds with Brian Moriarty and Jack Shannon. (morningstar.com)
  • Peter Lazaroff talks with Cameron Passmore of PWL Capital about the importance of scale in firm building. (peterlazaroff.com)
  • Kyle Van Pelt talks with Ben Carlson about how content builds trust and client acquisition. (youtube.com)

The biz

  • The RIA business is growing. (fa-mag.com)
  • Why Robinhod ($HOOD) needs the wealth management business. (riabiz.com)
  • Lazard ($LAZ) wants to get bigger in wealth management. (citywire.com)
  • Signs that Vanguard wants to reinvigorate its 401(k) business. (riabiz.com)

Compliance

  • What the SEC is looking at in examinations. (barrons.com)
  • How to overcome AI-related compliance blind spots. (advisorperspectives.com)

Investing

  • Why this wealth manager decided to pull back on private credit. (wsj.com)
  • How tax-aware long-short investing works. (kitces.com)

Portfolio management

  • A look at the model portfolio business. (morningstar.com)
  • Canvas is allowing third party managers onto their platform. (wealthmanagement.com)
  • How Charles Schwab's ($SCHW) block trading fee will work. (citywire.com)

Advisers

  • How the industry treats female clients. (evidenceinvestor.com)
  • Referrals are overrated. (investmentnews.com)
  • What makes for a successful retirement? (papers.ssrn.com)
  • We need to recognize that receiving a windfall is a weird thing. (meghaanlurtz.substack.com)
  • Wealthy people aren't that different than the rest of us. (melizabethgeorge.substack.com)
  • Don't miss a thing. Sign up for our adviser-exclusive Talking Wealth weekly newsletter. (talkingwealthpod.com)
  • Twelve books for financial advisor summer reading including "My Mother's Money: A Guide To Financial Caregiving" by Beth Pinsker. (kitces.com)